Based On What's Best For You

Our role is to understand your financial needs and objectives, and to recommend solutions that help you satisfy those requirements.

The process we follow in providing personal advice to you involves a thorough 7 step process that's tailored to suit your needs and your desired outcomes.

As outlined below this process includes:

✔ Fact Finding Meeting
✔ Provision of Written Statement of Advice
✔ Execution of Financial Advice
✔ Ongoing review according to your requirements

Fact Finding Meeting

1. The first step is to meet with to obtain relevant information about your financial needs and objectives and your current financial affairs so that we can provide the most appropriate advice. This is usually conducted face to face either at your home or in our offices and can last any where from 30 minutes to 2 hours depending on your financial situation.

2. I then research solutions with the aim of assisting you to satisfy your needs and objectives.

Provision of Written Statement of Advice

3. We meet again to review your written Statement of Advice (SoA) which sets out my recommendations and the basis for them, the key issues involved and remuneration received as a result of the provision of professional services to you.

4. You're provided with a Product Disclosure Statement (PDS) for each product recommendation made within the SoA. The PDS contains further specific information about the product recommended which you should consider prior to accepting our advice.

Execution of Financial Advice

5. Obtaining your instructions to implement recommendations and/or receiving your alternative instructions.

6. Implementing your instructions to proceed with recommendations made or otherwise.

Ongoing Review

7. Agree on the basis for the provision of ongoing review services.